Oxford University Gazette

Recognition of Distinction

Supplement (3) to Gazette No. 4373

Thursday, 21 September 1995


Contents of the supplement:

To Gazette No. 4373 (Thursday, 21 September 1995)

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Prefatory note

In the explanatory note to the decree implementing the University's new policy on the recognition of distinction (Gazette, p. 1166), it was stated that details of the first exercise to be held under the new arrangements were being considered. These details have now been completed and the General Board, with the approval of Council, is issuing a communication to faculty boards about the first annual exercise for the conferment of the title of professor or reader: the text of that communication is annexed. It will be seen that after faculty boards receive the communication at the beginning of Michaelmas Term they will send a copy to all eligible university academic staff, together with covering information about the composition of the committee to which the faculty board will delegate its consideration of the applications. It will be recalled that the new policy permits in certain circumstances the conferment of the title of reader or professor on employees of the University outside the academic grades, and on persons not employed by the University but who are making a significant and sustained contribution to it in an academic capacity. This is being drawn to the attention of faculty boards, and is also being publicised through circulars to heads of departments and heads of house.

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ANNEXE

RECOGNITION OF DISTINCTION: COMMUNICATION FROM THE GENERAL BOARD TO FACULTY BOARDS AND OTHER APPOINTING BODIES

Following the decision by Congregation, confirmed in a postal vote, to approve a new policy for the recognition of distinction, the General Board, with the approval of Council, now sets out the arrangements for the first exercise under this new policy.

1 Timetable

Individuals should now be invited to submit themselves for consideration in this exercise. Applications should be made by 1 January 1996 to the Secretary of Faculties at the University Offices. All applications will be forwarded for consideration on behalf of the relevant faculty board or other appointing body, [1] whose comments should be sent to the Secretary of Faculties by 16 March 1996. The General Board's Distinctions Committee will then consider all of the material and make recommendations to the Board by the end of Trinity Term 1996. The Board will in turn make recommendations to Council. New titles will take effect as soon as Council's final decisions are made. (It will be recalled that under the new policy the duties and stipends of those on whom a new title is conferred do not change.)

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2 Criteria

Title of reader

(a) The primary criterion is a research record of a high order, the quality of which has gained external recognition, and which is comparable in distinction with that expected of readers appointed on the grounds of research achievement at other major research universities.

(b) The individual must have undertaken teaching and borne an equitable share of administrative duties in the University (and in college where appropriate) and these teaching and administrative duties must have been performed well. Particular flair in teaching or in contributions to teaching would strengthen the case for the title. An outstanding contribution to teaching could compensate for a lesser contribution to high-level research.

Title of professor

(a) The primary criterion is that research must be of outstanding quality, have led to a significant international reputation, and be comparable in distinction with that expected of a professor in other major research universities.

(b) The individual must have undertaken teaching and borne an equitable share of administrative duties in the University (and in college where appropriate) and these teaching and administrative duties must have been performed well. Particular flair in teaching or in contributions to teaching would strengthen the case for the title. An outstanding contribution to teaching could compensate for a lesser contribution to high-level research.

In all cases, in accordance with the University's equal opportunities aims, account will be taken of factors which might have affected an individual's performance during the time under review, thus making the contribution to research, in particular, less than would otherwise have been expected.

All of the information supplied by applicants under 3 below, including any statements about factors which may have led to academic achievements appearing less than they would otherwise have been, are to be assessed against these criteria.

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3 Detailed procedure

Each board should delegate the consideration of the applications to a single committee (i.e. it will not be appropriate to set up separate committees in respect of the possible conferment of the title of reader on the one hand and professor on the other). Since an external perspective will be provided through references and through membership of its Distinctions Committee, the General Board does not think that it is essential that faculty board committees contain external members; it is however open to faculty boards to appoint externals to their committees if for any reason they believe this to be necessary or desirable. The Board has given careful consideration to whether individuals from Oxford who do not already hold professorships should be eligible for membership of the committees. There are obvious practical difficulties over this, but also potential advantages, not least in terms of the way in which the process is perceived. The Board has again concluded that it should be open to faculty boards to include such individuals on their committees in any year, on the obvious understanding that they would not be eligible to apply in that year's exercise. Provided suitably qualified individuals exist, each such committee must contain at least one member of each sex.

It is essential for exercises such as this to be conducted as openly as possible and faculty boards are therefore asked to send this circular to all eligible academic staff on their establishment, together with covering information about the composition of its committee. (Printed labels will be available for this purpose.)

Separate circulars are being sent to heads of departments and to colleges, since under the new policy all employees of the University (i.e. not merely academic staff), and also persons not employed by the University but who are making a significant and sustained contribution to it in an academic capacity, are eligible to apply. Faculty boards may themselves wish to ensure that such persons in their subject-area who are not members of the academic staff are aware of the exercise. Such persons must apply according to the same timescale and under the same procedures as for academic staff: and their applications will be considered according to the same criteria.

Those who wish to put themselves forward should indicate whether they wish to be considered for the conferment of the title of reader or of professor, or either. They must submit information set out under the following headings:


   (1) University lectures and classes given   )Over the last three
                                               )years or such longer
   (2) Graduate supervision and other          )period as may be  
       graduate teaching undertaken            )required to specify 
                                               )the nature and 
   (3) University examining                    )extent of particular
                                               )contributions under
   (4) University administration               )these headings  
                                               )
   (5) Undergraduate teaching for college(s)   )
                                               )
   (6) College administration                  )

   (7) Advanced study and research, including 
       publications, grants, etc.

   (8) Future plans for research

   (9) Any other relevant information

They must also supply a curriculum vitae and the names of three referees, at least one of whom must be external to Oxford, and one of whom must be a representative of the college. [2]

All of those who wish to be considered must make such an application to the Secretary of Faculties, University Offices, Wellington Square, by 1 January 1996 (it is not open to faculty board committees to invite individuals who have not put themselves forward to consider doing so).

All of those who put themselves forward should feel free to mention any factors (domestic or otherwise) which may have led, for instance, to academic achievements appearing less than they would otherwise have been.

References will be taken up in all cases by the Secretary of Faculties in one of the standard formats which are appended at I–IV. References received will be passed on immediately to the committee to which the relevant faculty board has delegated its consideration of the applications. That committee must assess all of the applicants in the light of the material they have submitted and of the references received, and strictly by reference to the criteria in section 2 above. The committee should then submit its comments to the Secretary of Faculties for the Distinctions Committee. Whether through the references obtained, or through its own comments, or both, the faculty board's committee is expected to address explicitly in each case the question whether in its opinion the individual meets the key elements of the relevant criteria, namely

(a) quality of research achievement and its comparability with that expected of professors/readers in other major research universities;

(b) extent and quality of contribution to teaching and administration for University and college.

The committee should supply details as to how it approached its task, and in particular as to how it interpreted the criteria.

Faculty board committees may make such inquiries as they deem necessary in order to ensure that they have sufficient evidence to enable submissions to be assessed consistently.

Faculty board committees must consult between themselves in cases where an individual on the establishment of one board has academic interests nearer to those of another board.

In making their submission, chairmen or secretaries of committees should state expressly that these bodies have observed the following elements of the above procedure: composition of selection committees, circulation of all information to all eligible academic staff, consideration of factors affecting academic performance, and consideration of all information against the criteria.

The comments made on behalf of each faculty board must be forwarded to the Secretary of Faculties by 16 March 1996.

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4 Introduction of the new policy

The new policy has been introduced in recognition of the high quality of Oxford's academic staff and of the desirability of recognising distinction more explicitly than in the past. Given that no additional expenditure is involved in the conferment of titles, there is no artificial bar to the number of titles which may be conferred. On the other hand, faculty board committees will wish to take care to ensure that the new criteria are properly applied and in particular to take account of comparability with other similar institutions. They will also need to bear in mind that, in future, titles will be conferred annually, so that there will be ample opportunity for individuals who meet the criteria to be recognised. The General Board considers that a steady state in the number of holders of the title of reader and professor should be reached by the year 2000 and the Board therefore asks faculty board committees to keep this in mind in forwarding comments to the Distinctions Committee on the applications received.

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5 Subsequent submissions

Applicants who are unsuccessful in this exercise will be informed that their applications and references will be retained in the University Offices, so that some of this material may be used, if applicants so wish, in either or both of the subsequent two annual exercises. Since, however, reconsideration by the Distinctions Committee of identical material will result in the same outcome, applicants who are unsuccessful in one exercise will no doubt wish to supply replacement or supplementary material, and/or to put forward the names of different referees, if they wish to be considered in subsequent exercises.

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6 Composition of the Distinctions Committee

The composition of the Distinctions Committee is as follows.

(1) the Vice-Chancellor;

(2) the Chairman of the General Board;

(3)–(14) twelve persons not necessarily being members of the General Board, two of whom shall be external to Oxford; and comprising at least one member of each sex.

Those appointed under (3)–(14) shall hold office for four years, and shall not be eligible for reappointment, after serving for any full period of office, until a further period of four years has elapsed.

The actual membership of the committee has not yet been settled; details of this will be published in the Gazette as soon as they are known and before the deadline for receipt of submissions from individuals.

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APPENDIX I

LETTER FROM THE SECRETARY OF FACULTIES REQUESTING A REFERENCE IN RESPECT OF AN APPLICANT FOR THE CONFERMENT OF THE TITLE OF PROFESSOR

Recognition of distinction: 1~
1~ has applied for the conferment by the University of the title of professor and has given your name as a referee. I should therefore be very grateful if you could let me have your opinion of 1~'s candidature.

Full details of the new scheme which the University has introduced to recognise distinction are annexed. May I draw your attention to the main criteria for the title of professor, as set out on p. 2:

(a) The primary criterion is that research must be of outstanding quality, have led to a significant international reputation, and be comparable in distinction with that expected of a professor in other major research universities.

(b) The individual must have undertaken teaching and borne an equitable share of administrative duties in the University (and in college where appropriate) and these teaching and administrative duties must have been performed well. Particular flair in teaching or in contributions to teaching would strengthen the case for the title. An outstanding contribution to teaching could compensate for a lesser contribution to high-level research.

In respect of the primary criterion it would be of considerable help if you would comment on the quality and international reputation of 1~'s research record, and compare its distinction with that expected of professors in the leading UK departments in this subject area. Any additional comments you might have, e.g. on 1~'s contribution to teaching and administration, would of course also be welcome.

It would be helpful if I could receive your reference by 2~.

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APPENDIX II

LETTER FROM THE SECRETARY OF FACULTIES REQUESTING A REFERENCE IN RESPECT OF AN APPLICANT FOR THE CONFERMENT OF THE TITLE OF READER

Recognition of distinction: 1~
1~ has applied for the conferment by the University of the title of reader and has given your name as a referee. I should therefore be very grateful if you could let me have your opinion of 1~'s candidature.

Full details of the new scheme which the University has introduced to recognise distinction are annexed. May I draw your attention to the main criteria for the title of reader, as set out on p. 2:

(a) The primary criterion is a research record of a high order, the quality of which has gained external recognition, and which is comparable in distinction with that expected of readers appointed on the grounds of research achievement at other major research universities.

(b) The individual must have undertaken teaching and borne an equitable share of administrative duties in the University (and in college where appropriate) and these teaching and administrative duties must have been performed well. Particular flair in teaching or in contributions to teaching would strengthen the case for the title. An outstanding contribution to teaching could compensate for a lesser contribution to high-level research.

In respect of the primary criterion it would be of considerable help if you would comment on the quality and degree of external recognition of 1~'s research record, and compare its distinction with that expected of readers in the leading UK departments in this subject area. Any additional comments you might have, e.g. on 1~'s contribution to teaching and administration, would of course also be welcome.

It would be helpful if I could receive your reference by 2~.

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APPENDIX III

LETTER FROM THE SECRETARY OF FACULTIES REQUESTING A REFERENCE IN RESPECT OF AN APPLICANT FOR THE CONFERMENT OF THE TITLE OF READER OR PROFESSOR

Recognition of distinction: 1~
1~ has applied for the conferment by the University of the title of reader or professor and has given your name as a referee. I should therefore be very grateful if you could let me have your opinion of 1~'s candidature.

Full details of the new scheme which the University has introduced to recognise distinction are annexed. May I draw your attention to the main criteria for the title of reader or professor, as set out on p. 2:

Title of reader

(a) The primary criterion is a research record of a high order, the quality of which has gained external recognition, and which is comparable in distinction with that expected of readers appointed on the grounds of research achievement at other major research universities.

(b) The individual must have undertaken teaching and borne an equitable share of administrative duties in the University (and in college where appropriate) and these teaching and administrative duties must have been performed well. Particular flair in teaching or in contributions to teaching would strengthen the case for the title. An outstanding contribution to teaching could compensate for a lesser contribution to high- level research.

Title of professor

(a) The primary criterion is that research must be of outstanding quality, have led to a significant international reputation, and be comparable in distinction with that expected of a professor in other major research universities.

(b) The individual must have undertaken teaching and borne an equitable share of administrative duties in the University (and in college where appropriate) and these teaching and administrative duties must have been performed well. Particular flair in teaching or in contributions to teaching would strengthen the case for the title. An outstanding contribution to teaching could compensate for a lesser contribution to high- level research.

In respect of the primary criteria it would be of considerable help if you would comment on the quality and reputation of 1~'s research record, and compare its distinction with that expected of readers and professors in the leading UK departments in this subject area. Any additional comments you might have, e.g. on 1~'s contribution to teaching and administration, would of course also be welcome.

It would be helpful if I could receive your reference by 2~.

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APPENDIX IV

LETTER FROM THE SECRETARY OF FACULTIES TO THE REPRESENTATIVE OF THE COLLEGE REQUESTING A REFERENCE IN RESPECT OF AN APPLICANT FOR THE CONFERMENT OF THE TITLE OF READER OR PROFESSOR

Recognition of distinction: 1~
1~ has applied for the conferment by the University of the title of [professor/reader/reader or professor] and has given your name as a referee. I should therefore be very grateful if you could let me have your opinion of 1~'s candidature.

Full details of the new scheme which has been introduced to recognise distinction are annexed. May I draw your attention to the main criteria set out on p. 2, and in particular to the following provision:

(b) The individual must have undertaken teaching and borne an equitable share of administrative duties in the University (and in college where appropriate) and these teaching and administrative duties must have been performed well. Particular flair in teaching or in contributions to teaching would strengthen the case for the title. An outstanding contribution to teaching could compensate for a lesser contribution to high-level research.

It would be of considerable help if you would provide information on the extent and an opinion on the quality of 1~'s contribution to college teaching (if appropriate) and administration. Any additional comments you might have, e.g. on 1~'s research record, would of course also be welcome.

It would be helpful if I could receive your reference by 2~.

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Footnotes

[1] Henceforth in this document reference will be made to faculty boards only, but in all cases this should be taken to include other bodies responsible for the appointment of academic staff (e.g. inter-faculty committees).

[2] In cases where applicants employed by the University hold no college fellowship, the names of two referees only should be supplied. Applicants not employed by the University must cite three referees, at least one of whom must be external to Oxford, and one of whom must be a representative of their employer.

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